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Werbel Publishing Company
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Werbel Book No. 15
NASD Series 7 PRIMER
This is a complete examination Primer designed to prepare the prospective Registered Representative for the NASD Series 7 licensing examination.
Included in the text are the accepted practices and policies of the industry, applicable laws and regulations, procedures of the Securities and Exchange Commission and the New York Stock Exchange, 300 sample examination questions with answers and a complete glossary of important terms.
Although the primary purpose of this book is to aid in preparation for the Series 7 licensing examination, many persons who have been active in various phases of the securities industry find it to be a stimulating refresher. | |||||||||||||||||||||||||
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